-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H1BUd0raaoXZq9r2CeKnrSFNLriE+mRLTu9N4FBBpX+6hH78XHqHf3906v6Ke5nu thniUeSXN4C1xq5C0Gv+FQ== 0000921530-01-000110.txt : 20010223 0000921530-01-000110.hdr.sgml : 20010223 ACCESSION NUMBER: 0000921530-01-000110 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC CENTRAL INDEX KEY: 0000912766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 521492296 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-42825 FILM NUMBER: 1544535 BUSINESS ADDRESS: STREET 1: 1000 LANCASTER ST CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108438000 MAIL ADDRESS: STREET 1: 1000 LANCASTER ST CITY: BALTIMORE STATE: MD ZIP: 21202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INVESTOR AB CENTRAL INDEX KEY: 0000889232 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: S-10332 CITY: STOCKHOLM SWEDEN STATE: V7 MAIL ADDRESS: STREET 1: KIRKPATRICK & LOCKHART LLP STREET 2: 1500 OLIVER BUILDING CITY: PITTSBURGH STATE: PA ZIP: 15222 SC 13G/A 1 0001.txt SCH. 13G AMEND #2 RE SYLVAN LEARNING SYSTEMS, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)* SYLVAN LEARNING SYSTEMS, INC. ----------------------------- (Name of Issuer) Common Stock, Par Value $0.01 ----------------------------- (Title of Class of Securities) 871399-10-1 ----------- (CUSIP Number) December 31, 2000 ----------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ X ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Continued on following page(s) Page 1 of 7 Pages Exhibit Index Page 6 SCHEDULE 13G CUSIP NO. 871399-10-1 Page 2 of 7 1 Name of Reporting Person IRS Identification No. of Above Persons (ENTITIES ONLY) INVESTOR AB 2 Check the Appropriate Box If a Member of a Group* a. [_] b. [X] 3 SEC Use Only 4 Citizenship or Place of Organization SWEDEN 5 Sole Voting Power 1,793,289 Number of Shares Beneficially 6 Shared Voting Power Owned By 0 Each Reporting 7 Sole Dispositive Person 1,793,289 With 8 Shared Dispositive Power 0 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,793,289/1 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* [_] 11 Percent of Class Represented By Amount in Row (9) 4.69% 12 Type of Reporting Person* OO o SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------------- 1 Position as of February 9, 2001 Page 3 of 7 Item 1(a) Name of Issuer: Sylvan Learning Systems, Inc. (the "Issuer") Item 1(b) Address of the Issuer's Principal Executive Offices: 1000 Lancaster Street, Baltimore, Maryland 21202. Item 2(a) Name of Person Filing: This statement is filed on behalf of Investor AB, a publicly held Swedish company, the ("Reporting Person"). This statement relates to the Shares (as defined herein) held for the accounts of the Reporting Person and two entities (the "Entities") of which the Reporting Person is the investment manager. Item 2(b) Address of Principal Business Office or, if None, Residence: The address and principal business office of the Reporting Person is Arsenalsgatan 8c, SE-103 32, Stockholm, Sweden. Item 2(c) Citizenship: The Reporting Person is a publicly held Swedish company. Item 2(d) Title of Class of Securities: Common Stock, par value $0.01 (the "Shares"). Item 2(e) CUSIP Number: 871399-10-1 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: This Item 3 is not applicable. Item 4. Ownership: Item 4(a) Amount Beneficially Owned: As of February 9, 2001, the Reporting Person may be deemed the beneficial owner of 1,793,289 Shares (assumes the conversion of 15,000,000 debentures into 953,289 Shares). This number consists of A) 840,000 Shares held for the account of the Reporting Person and B) 953,289 Shares held for the accounts of the Entities (assumes the conversion of 15,000,000 debentures into 953,289 Shares, in the aggregate, held for the account of the Entities). Page 4 of 7 Item 4(b) Percent of Class: The number of Shares of which the Reporting Person may be deemed to be the beneficial owner constitutes approximately 4.69% of the total number of Shares outstanding. Item 4(c) Number of shares as to which such person has: Investor AB - ----------- (i) Sole power to vote or to direct the vote 1,793,289 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 1,793,289 (iv) Shared power to dispose or to direct the disposition of 0 Item 5. Ownership of Five Percent or Less of a Class: If this Statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X] Item 6. Ownership of More than Five Percent on Behalf of Another Person: This Item 6 is not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: This Item 7 is not applicable. Item 8. Identification and Classification of Members of the Group: This Item 8 is not applicable. Item 9. Notice of Dissolution of Group: This Item 9 is not applicable. Item 10. Certification: By signing below each signatory certifies that, to the best of his/its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 5 of 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: February 14, 2001 INVESTOR AB By: /S/ MICHAEL OPORTO ------------------------ Name: Michael Oporto Title: Attorney-in-Fact By: /S/ HENRY GOOSS ------------------------ Name: Henry Gooss Title: Attorney-in-Fact Page 6 of 7 EXHIBIT INDEX Page No. -------- A. Power of Attorney dated as of December 13, 2000, granted by Investor AB to Borje Ekholm, Henry Gooss and Michael Oporto.......................................... 7 EX-24 2 0002.txt EXHIBIT A - POWER OF ATTORNEY Page 7 of 7 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, INVESTOR AB, hereby makes, constitutes and appoints each of BORJE EKHOLM, HENRY GOOSS and MICHAEL OPORTO, acting individually, as its agent and attorney-in-fact for the limited purpose outlined below. Any two of the appointed agents and attorneys-in-fact acting jointly are hereby authorized to execute in the name of the undersigned all documents, certificates, instruments, statements, filings and agreements ("documents") to be filed with or delivered to any foreign or domestic governmental or regulatory body or required or requested by any other person or entity pursuant to any legal or regulatory requirement relating to the acquisition, ownership, management or disposition of securities or other investments, and any other documents relating or ancillary thereto, including but not limited to, all documents relating to filings with the United States Securities and Exchange Commission (the "SEC") pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934 (the "Act") and the rules and regulations promulgated thereunder, including: (1) all documents relating to the beneficial ownership of securities required to be filed with the SEC pursuant to Section 13(d) or Section 16(a) of the Act including, without limitation: (a) any acquisition statements on Schedule 13D or Schedule 13G and any amendments thereto, (b) any joint filing agreements pursuant to Rule 13d-1(k), and (c) any initial statements of, or statements of changes in, beneficial ownership of securities on Form 3, Form 4 or Form 5 and (2) any information statements on Form 13F required to be filed with the SEC pursuant to Section 13(f) of the Act. All past acts of the attorneys-in-fact in furtherance of the foregoing are hereby ratified and confirmed. This power of attorney shall be valid from the date hereof until revoked by the undersigned. IN WITNESS WHEREOF, the undersigned has executed this instrument as of the 13 day of December, 2000. INVESTOR AB By: /S/ MARCUS WALLENBERG --------------------------- Name: Marcus Wallenberg Title: President and Chief Executive Officer By: /S/ LARS WEDENBORN --------------------------- Name: Lars Wedenborn Title: Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----